COMPLIANCE
REGULATORY AUTHORIZATION:
Shorebridge Group is duly authorized and regulated by the Central Bank of Ireland (CBI) as a financial services provider.
CLIENT DUE DILLIGENCE:
We adhere to robust client due diligence procedures to ensure that we have a comprehensive understanding of our clients' identities, financial circumstances, and investment objectives. This helps us to provide suitable investment advice and services tailored to individual client needs.
KNOW YOUR CUSTOMER (KYC) POLICY:
Our KYC policy requires clients to provide valid identification and documentation to verify their identity and address. This is essential for preventing money laundering, fraud, and other illicit activities.
ANTI-MONEY LAUNDERING (AML) POLICY:
We have implemented stringent AML measures to detect and prevent any attempts to use Services for money laundering or terrorist financing activities. Suspicious transactions are promptly reported to the relevant authorities as required by law.
CONFLICTS OF INTEREST MANAGEMENT:
Shorebridge Group is committed to identifying and managing any potential conflicts of interest that may arise in the course of our business activities. Our policies and procedures are designed to ensure that client interests are always prioritized and protected.
RISK DISCLOSURE:
We provide comprehensive risk disclosure to our clients, highlighting the potential risks associated with various investment products and strategies. It is important for clients to understand the risks involved before making investment decisions.
DATA PROTECTION AND PRIVACY:
We take the privacy and security of our clients' personal information seriously. Our data protection policies comply with the General Data Protection Regulation (GDPR) and other relevant data protection laws to safeguard client confidentiality and privacy.
COMPLAINTS HANDLING:
We have established an effective complaints handling process to address any concerns or grievances raised by our clients promptly and fairly. Clients can contact our dedicated complaints resolution team for assistance.
CONTINUOUS MONITORING AND REVIEW:
Our compliance policies and procedures are subject to regular monitoring, review, and updates to ensure ongoing effectiveness and alignment with regulatory requirements and industry best practices.
At Shorebridge Group, we are committed to maintaining the highest standards of integrity, transparency, and professionalism in all aspects of our business operations. Should you have any questions or require further information regarding our compliance policies, please do not hesitate to contact us.